Compliance Manager

Responsibility

The common responsibilities for this position include handling day-to-day compliance operations, coordinating interactions with regulators and banks, and analyzing regulatory developments. The Compliance Manager prepares and responds to suspicious transaction reports, reviews and investigates AML transaction alerts, and updates AML/CFT policies and procedures. They support audits and regulatory inspections, report to the Head of Compliance, and participate in ad-hoc AML/CFT projects. Additionally, they oversee compliance functions across business lines, provide regulatory support, manage licensing and reporting, and conduct compliance reviews of sales and marketing materials. The role involves performing onboarding KYC & AML compliance checks, conducting due diligence, and maintaining compliance frameworks. The Compliance Manager also develops and implements compliance training programs, monitors compliance issues, and collaborates with departments to address compliance concerns. They maintain relationships with regulatory authorities, ensure adherence to regulatory requirements, and conduct periodic compliance audits and reviews.

Job Growth

Skills Requirement

The percentages next to each skill reflect the sector’s demands in these respective skills. E.g., 30% means this skill has been listed in 30% of all the job postings in this sector.

• Skill Categories
• Specific Skill Sets

Skills Distribution

The skills distribution tells you what specific skill sets are in demand. E.g., Skills with a distribution of “More than 50%” means that these skills are wanted in more than 50% of the job postings.

• More Than 70%
• More Than 50%
• More Than 30%
• More Than 10%