Compliance Officer

Responsibility

The common responsibilities for this position include conducting in-depth evaluations of potential corporate clients for risk compatibility, ensuring compliance with SFC regulations and internal policies, monitoring daily activities in securities and asset management for compliance risks, reviewing client onboarding documents for AML/KYC adherence, assisting in regulatory report preparation, and coordinating responses to regulatory inquiries. The role also involves developing and maintaining internal compliance policies and frameworks, conducting compliance risk assessments for new products, delivering compliance training to staff, overseeing data privacy and protection compliance, managing licensing processes, and investigating potential breaches while preparing incident reports. Additionally, the officer will collaborate with cross-functional teams on compliance projects and support management with various compliance-related tasks.

Job Growth

Skills Requirement

The percentages next to each skill reflect the sector’s demands in these respective skills. E.g., 30% means this skill has been listed in 30% of all the job postings in this sector.

• Skill Categories
• Specific Skill Sets

Skills Distribution

The skills distribution tells you what specific skill sets are in demand. E.g., Skills with a distribution of “More than 50%” means that these skills are wanted in more than 50% of the job postings.

• More Than 70%
• More Than 50%
• More Than 30%
• More Than 10%