Responsible Officer

Responsibility

The common responsibilities for this position include managing all operational functions such as Settlement, Customer Services, and Dealing Teams while ensuring compliance with operating procedures and regulations; acting as the Responsible Officer for SFC regulated activities; formulating and implementing operational policies for compliance; supervising transaction processes and communicating with regulators; supporting strategic activities and daily operations; leading the SFC licensing application process for Type 1, 4, and 9 regulated activities; overseeing daily operations including client onboarding, KYC/AML, trading, and settlement processes; developing product strategies and actionable roadmaps for trading areas; conducting ongoing compliance monitoring and audits; liaising with regulatory bodies and stakeholders; and managing the development and compliance of insurance products and services. Additionally, the role involves overseeing high-risk transactions, advising senior management on regulatory implications, and ensuring marketing materials comply with regulations.

Job Growth

Skills Requirement

The percentages next to each skill reflect the sector’s demands in these respective skills. E.g., 30% means this skill has been listed in 30% of all the job postings in this sector.

• Skill Categories
• Specific Skill Sets

Skills Distribution

The skills distribution tells you what specific skill sets are in demand. E.g., Skills with a distribution of “More than 50%” means that these skills are wanted in more than 50% of the job postings.

• More Than 70%
• More Than 50%
• More Than 30%
• More Than 10%