Senior Associate

Responsibility

The common responsibilities for this position include handling SFC licensing applications, conducting compliance reviews, providing compliance advice, monitoring clients' trading activities, assisting with SFC inquiries, participating in ad-hoc projects, and fostering relationships with other departments. Additionally, the role involves drafting and reviewing legal documentation, analyzing new regulatory requirements, enhancing IT security controls, and ensuring compliance with financial industry standards. The Senior Associate will also support managers in developing service scopes for internal control, audit, compliance, and risk management, while participating in ESG engagements and preparing related reports. Other duties include conducting research, maintaining client relationships, and performing assigned tasks to optimize compliance culture and operational processes.

Job Growth

Skills Requirement

The percentages next to each skill reflect the sector’s demands in these respective skills. E.g., 30% means this skill has been listed in 30% of all the job postings in this sector.

• Skill Categories
• Specific Skill Sets

Skills Distribution

The skills distribution tells you what specific skill sets are in demand. E.g., Skills with a distribution of “More than 50%” means that these skills are wanted in more than 50% of the job postings.

• More Than 70%
• More Than 50%
• More Than 30%
• More Than 10%