12 Job Postings
2025-03-27 - 2026-03-27
The common responsibilities for this position include acting as the primary point of contact for regulatory matters impacting Asset and Wealth Management (AWM) Asia, designing and enhancing frameworks for regulatory engagement and issue management, and delivering comprehensive reporting on regulatory engagements and commitments. The role involves orchestrating preparation and management response phases for regulatory engagements, building strong relationships with senior leaders for cross-functional collaboration, and leading the identification and resolution of regulatory issues. Additionally, responsibilities include equipping stakeholders for regulatory engagements, calibrating with impacted teams for consistency, and partnering with local Control Management teams on strategic initiatives. The position also entails supporting the development of control strategies to mitigate compliance and operational risks, utilizing advanced analysis and automation tools to enhance the control environment, and engaging with stakeholders for open communication and collaboration on risk management and regulatory responses.
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